Because getting help shouldn’t be difficult.
Plain-English resources for injured Missourians and FINRA compliance teams: injury claim deadlines, broker-dealer fundamentals, and what to organize before a compliance consultation.
Guides and tools
Missouri Sovereign Immunity After SB 916
The August 2026 rewrite of §537.600: what changed for injury claims against the City, County, MSD and Metro — and what stayed.
Did Missouri’s Injury Filing Deadline Change?
Still five years under §516.120 — and the three shorter clocks that catch families off guard, including the 90-day notice for St. Louis sidewalk cases.
The Adjuster Wants a Recorded Statement
Whether you have to give one, what it gets used for, and what to do in the first 48 hours after a crash instead.
Broker-Dealer vs. Investment Adviser
Activity-based definitions, when Reg BI or fiduciary duties apply, dual registration, fees, and how to verify a professional in Missouri.
FINRA Rule 4530 Reporting for Broker-Dealers
Reportable events, the 30-day clock, quarterly complaint reporting, and building a WSP that holds up.
Elder Exploitation & the Aging Advisor
Rule 2165, trusted contacts, and the Senior Safe Act, plus the succession risk firms miss on the advisor's side.
FINRA Expungement Requirements
The three grounds, which rule applies to your posture, straight-in deadlines, what cannot be expunged, and the Rule 2080 court step.
Binding Arbitration Explained
What binding arbitration means, how the process works, who decides arbitrability, and when an agreement is enforceable.